UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The proposals set forth below were submitted to the stockholders at the 2023 Annual Meeting of Stockholders (the “Annual Meeting”) of Atreca, Inc. (the “Company”) held on June 13, 2023. Each such proposal was described in the Company’s definitive proxy statement for the Annual Meeting filed with the U.S. Securities and Exchange Commission on April 27, 2023 (the “Proxy Statement”).
There were 32,441,143 shares of the Company’s Class A common stock entitled to vote at the Annual Meeting. There were 23,161,982 shares of the Company’s Class A common stock present or represented by valid proxy at the Annual Meeting. The number of votes cast with respect to each proposal, and if applicable, the number of broker non-votes and abstentions with respect to each proposal, are set forth below.
Proposal 1 – Election of Directors
The Company’s stockholders elected the Class I director nominees below to the Company’s Board of Directors to hold office until the 2026 Annual Meeting of Stockholders or until their successors are duly elected and qualified.
| Class I Director Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||
| Stephen R. Brady | 10,286,383 | 169,290 | 12,706,309 | |||
| David Lacey, M.D. | 7,005,665 | 3,450,008 | 12,706,309 | |||
| Lindsey Rolfe, M.D. | 7,105,375 | 3,350,298 | 12,706,309 |
Proposal 2 – Ratification of Appointment of Independent Registered Accounting Firm
The Company’s stockholders ratified the appointment of WithumSmith+Brown, PC as the independent registered public accounting firm of the Company for the year ending December 31, 2023.
| Votes For | Votes Against | Abstentions | ||||||
| 22,910,858 | 85,920 | 165,204 | ||||||
There were no broker non-votes for Proposal 2.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Atreca, Inc. | ||
| Dated: June 15, 2023 | By: | /s/ Courtney J. Phillips |
| Courtney J. Phillips | ||
| General Counsel and Corporate Secretary | ||