□
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Rule 13d-1(b)
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□
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Rule 13d-1(c)
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⌧
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Rule 13d-1(d)
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CUSIP No. 04965G109
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1.
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Names of Reporting Persons
Bill & Melinda Gates Foundation |
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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□
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(b)
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□
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
State of Washington |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
-0- |
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6.
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Shared Voting Power
1,396,644(1) |
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7.
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Sole Dispositive Power
-0- |
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8.
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Shared Dispositive Power
1,396,644(1) |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,396,644(1) |
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) □
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11.
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Percent of Class Represented by Amount in Row (9)
6.3%(2) |
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12.
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Type of Reporting Person (See Instructions)
OO |
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(1)
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For purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, all shares of Class A Common Stock (the “Class A Common Stock”) of Atreca, Inc. (the “Issuer”) beneficially owned by the Bill & Melinda Gates
Foundation (the “Foundation”) may be deemed to be beneficially owned by William H. Gates III and Melinda French Gates as Co-Trustees of the Foundation.
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(2)
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Based on 22,026,588 shares of Class A Common Stock outstanding, as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 12, 2019.
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CUSIP No. 04965G109
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1.
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Names of Reporting Persons
William H. Gates III |
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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□
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(b)
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□
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States of America |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
-0- |
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6.
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Shared Voting Power
1,396,644 (1) |
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7.
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Sole Dispositive Power
-0- |
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8.
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Shared Dispositive Power
1,396,644 (1) |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,396,644 (1) |
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) □
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11.
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Percent of Class Represented by Amount in Row (9)
6.3%(2) |
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12.
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Type of Reporting Person (See Instructions)
IN |
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(1)
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Bill & Melinda Gates Foundation (the “Foundation”) beneficially owns 1,396,644 shares of Class A Common Stock (the “Class A Common Stock”) of Atreca, Inc. (the “Issuer”). For purposes of Rule 13d-3 under the Securities
Exchange Act of 1934, as amended, all shares of Class A Common Stock beneficially owned by the Foundation may be deemed to be beneficially owned by William H. Gates III and Melinda French Gates as Co-Trustees of the Foundation.
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(2)
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Based on 22,026,588 shares of Class A Common Stock outstanding, as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 12, 2019.
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CUSIP No. 04965G109
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1.
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Names of Reporting Persons
Melinda French Gates |
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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□
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(b)
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□
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States of America |
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5.
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Sole Voting Power
-0- |
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6.
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Shared Voting Power
1,396,644(1) |
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7.
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Sole Dispositive Power
-0- |
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8.
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Shared Dispositive Power
1,396,644(1) |
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,396,644(1) |
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) □
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11.
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Percent of Class Represented by Amount in Row (9)
6.3%(2) |
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12.
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Type of Reporting Person (See Instructions)
IN |
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(1)
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Bill & Melinda Gates Foundation (the “Foundation”) beneficially owns 1,396,644 shares of Class A Common Stock (the “Class A Common Stock”) of Atreca, Inc. (the “Issuer”). For purposes of Rule 13d-3 under the Securities
Exchange Act of 1934, as amended, all shares of Class A Common Stock beneficially owned by the Foundation may be deemed to be beneficially owned by William H. Gates III and Melinda French Gates as Co-Trustees of the Foundation.
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(2)
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Based on 22,026,588 shares of Class A Common Stock outstanding, as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 12, 2019.
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Item 1.
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(a)
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Name of Issuer:
Atreca, Inc. (the “Issuer”) |
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(b)
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Address of Issuer’s Principal Executive Offices:
500 Saginaw Drive, Redwood City, CA 94063
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Item 2.
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(a)
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Name of Person Filing:
Bill & Melinda Gates Foundation (the “Foundation”), Melinda French Gates, and William H. Gates III (together, the “Reporting Persons”)(1) |
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(b)
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Address of Principal Business Office or, if none, Residence:
Foundation – 500 Fifth Avenue North, Seattle, Washington 98109 Mr. Gates – One Microsoft Way, Redmond, Washington 98052
Mrs. Gates – 500 Fifth Avenue North, Seattle, Washington 98109
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(c)
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Citizenship:
The Foundation is a charitable trust organized under the laws of the State of Washington. Mr. and Mrs. Gates are citizens of the United States of America.
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(d)
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Title of Class of Securities:
Class A Common Stock, $0.0001 par value per share |
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(e)
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CUSIP Number:
04965G109
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
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Not Applicable.
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Item 4.
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Ownership.
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned:
See the responses to Item 9 on the attached cover pages.
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(b)
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Percent of class:
See the responses to Item 11 on the attached cover pages.
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
See the responses to Item 5 on the attached cover pages.
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(ii)
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Shared power to vote or to direct the vote
See the responses to Item 6 on the attached cover pages.
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(iii)
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Sole power to dispose or to direct the disposition of
See the responses to Item 7 on the attached cover pages.
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(iv) |
Shared power to dispose or to direct the disposition of
See the responses to Item 8 on the attached cover pages.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities,
check the following □.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not Applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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Not Applicable.
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Item 8.
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Identification and Classification of Members of the Group.
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Not Applicable.
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Item 9.
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Notice of Dissolution of Group.
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Not Applicable.
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Item 10.
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Certification.
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Not Applicable.
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Date: February 5, 2020
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BILL & MELINDA GATES FOUNDATION
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By:
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/s/ Connie Collingsworth
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Name:
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Connie Collingsworth
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Title:
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Chief Operating Officer and Chief Legal
Officer
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WILLIAM H. GATES III
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By:
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*
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Name:
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Connie Collingsworth (1)
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Title:
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Attorney-in-fact
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MELINDA FRENCH GATES
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By:
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*
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Name:
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Connie Collingsworth (1)
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Title:
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Attorney-in-fact
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*By: |
/s/ Connie Collingsworth | |||
Connie Collingsworth | ||||
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Date: February 5, 2020
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BILL & MELINDA GATES FOUNDATION
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By:
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/s/ Connie Collingsworth
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Name:
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Connie Collingsworth
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Title:
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Chief Operating Officer and Chief Legal
Officer
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WILLIAM H. GATES III
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By:
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* | ||
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Name:
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Connie Collingsworth (1)
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Title:
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Attorney-in-fact
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MELINDA FRENCH GATES
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By:
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* | ||
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Name:
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Connie Collingsworth (1)
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Title:
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Attorney-in-fact
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*By: |
/s/ Connie Collingsworth | |||
Connie Collingsworth | ||||
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